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Showing 101 to 110 of 1206 search results for asset management study.

  1. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  2. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    I mentioned the market study into credit cards.That takes its place alongside other market studies into general insurance add-on products, cash savings, and, jointly with the OFT/CMA into ... certain transactions, in addition to the agreed management fee

  3. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

  4. Final Decision: Market Investigation Reference (MIR) on investment consultancy services and fiduciary management services [pdf]

    Market studies Published: 14/09/2017
    This document sets out our final decision to make a Market Investigation Reference (MIR) in relation to investment consultancy services and fiduciary management services.

  5. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    Our review is wide ranging, covering activities relating to the markets and market infrastructure itself, asset management, corporate banking, and investment banking. ... The Review describes various areas where this market feature might exist; from

  7. Market Watch 79

    Newsletters Published: 09/05/2024 Last modified: 09/05/2024
    Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

  8. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

  9. Wharton Asset Management Capital Limited /Wharton LTD (Clone of UK registered company)

    Warnings Published: 31/03/2023 Last modified: 31/03/2023
    Wharton Asset Management Capital Limited /Wharton LTD (Clone of UK registered company) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.