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Showing 1021 to 1030 of 1206 search results for asset management study.

  1. PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels

    Policy statements Published: 28/11/2023 Last modified: 28/11/2023
    We set out our final rules and guidance to help consumers navigate the market for sustainable investment products.

  2. The vital relationship between the regulator and the advisory industry

    Speeches Published: 18/11/2014 Last modified: 20/11/2014
    Speech by John Griffith-Jones, Chairman of the FCA, at The Association of Professional Financial Advisers (APFA) Annual Gala Dinner delivered at Banking Hall, London. This is the text of the speech as drafted, which may differ from the delivered

  3. Information on Anti Money Laundering investigations in 2021 - February 2022

    FOI Release Date of Release: 16/02/2022
    The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions.

  4. Elite Insurance Company Ltd (‘Elite’) has entered into administration

    News stories Published: 12/12/2019 Last modified: 17/12/2019
    Elite Insurance Company Ltd (‘Elite’) has entered into administration

  5. Further guidance on enhancing resilience in Liability Driven Investment

    Multi-firm reviews Published: 24/04/2023 Last modified: 24/04/2023
    The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.

  6. PS22/15: Improving outcomes in non-workplace pensions

    Policy statements Published: 01/12/2022 Last modified: 01/12/2022
    The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions.

  7. Tilney Group / Fixedincome-tilney.co.uk (clone of FCA authorised firms)

    Warnings Published: 16/06/2021 Last modified: 16/06/2021
    Tilney Group / Fixedincome-tilney.co.uk (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  8. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  9. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches

    Press Releases Published: 26/11/2013 Last modified: 29/11/2016
    SEI is a provider of asset management and wealth management services. ... Firms that hold client assets should ensure they continue to strengthen their management, oversight and controls in this area.

  10. AXA Investment Managers UK Limited (Clone of FCA authorised firm)

    Warnings Published: 08/05/2019 Last modified: 09/11/2020
    AXA Investment Managers UK Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this