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Productive finance working group publishes recommendations addressing the barriers to investment in less liquid assets
The Productive Finance Working Group has today published a series of recommendations which could facilitate greater investment in longer-term, less liquid assets. The Group is industry led, co-chaired by the Governor of the Bank, the Chief Executive -
PS21/14: A new authorised fund regime for investing in long term assets
We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets. -
Financial advice firms and Asset Retention Requirements information - October 2020
FCA provides information on the number of financial advice firms that have had Asset Retention Requirements imposed on them August 2019 - August 2020. -
FCA reveals the fourth round of successful firms in its regulatory sandbox
The FCA has announced the 29 firms that were successful in their applications to begin testing in the fourth cohort of the sandbox. -
Potentially Anomalous Trading Ratio 2019/20
The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets. -
FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited
The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him. -
FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2
We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK. -
Occasional Paper No. 58: Understanding consumer financial wellbeing through banking data
In this study, we use objective and subjective approaches to better understand consumer financial wellbeing. -
TR14/19 – Wealth management firms and private banks – Conflicts of interest: in-house investment products
Findings of our review of conflicts of interest arising from wealth management and private banking firms’ use of in-house investment products (IHPs) in retail discretionary and advisory investment portfolios. -
GC13/7 Changing customers to post-RDR unit classes
Or send your responses to:. Stefanie Thorns. Asset Management & Funds / Policy, Risk & Research (PRR).