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Showing 1131 to 1140 of 1206 search results for asset management study.

  1. FCA launches consultation on a new type of fund to support investment in long-term assets

    Press Releases Published: 07/05/2021 Last modified: 07/05/2021
    The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.

  2. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

  3. Vontobel Customer Service / Emily Bianchi (Clone of FCA Authorised Firm)

    Warnings Published: 19/10/2023 Last modified: 19/10/2023
    Vontobel Customer Service / Emily Bianchi (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  4. TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs)

    Thematic reviews Published: 22/05/2015 Last modified: 23/06/2015
    We selected 5 insurers, 10 insurance intermediaries (including 5 MGAs), and 10 loss assessing firms and interviewed the senior management and individuals responsible for handling claims and reviewed claims files. ... We therefore commissioned a

  5. PS21/23: Enhancing climate-related disclosures by standard listed companies

    Policy statements Published: 17/12/2021 Last modified: 17/12/2021
    We are extending the application of our climate-related disclosure requirements to issuers of standard listed shares and Global Depositary Receipts representing equity shares.

  6. FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing

    Press Releases Published: 19/08/2022 Last modified: 08/02/2023
    The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation.

  7. FCA bans four for 'disgraceful' failings in relation to occupational pension schemes

    Press Releases Published: 17/12/2013 Last modified: 12/06/2020
    Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics

  8. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

    Consultation papers Published: 19/05/2016 Last modified: 19/05/2016
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

  9. The FCA’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation

    Speeches Published: 15/06/2022 Last modified: 16/06/2022
    Speech by Clare Cole, FCA Director of Market Oversight, to The Regulation of Listed Companies Summit

  10. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.