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Showing 1151 to 1160 of 1206 search results for asset management study.

  1. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

    Policy statements Published: 30/09/2019 Last modified: 30/09/2019
    This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.

  2. FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets

    Press Releases Published: 25/10/2021 Last modified: 25/10/2021
    Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA.

  3. FCA fines Xcap Securities PLC £120,900 for client asset failings and applies new penalty regime

    Press Releases Published: 11/06/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Xcap Securities PLC (Xcap), a retail investment and capital markets business, £120,900 for failing to adequately protect client money and client assets. This is the first client asset case the FCA has

  4. Financial regulator sets out further reforms to improve markets and bolster competitiveness

    Press Releases Published: 05/07/2023 Last modified: 05/07/2023
    FCA sets out further reforms to help strengthen the UK’s leading position as a global and vibrant financial centre. 

  5. WinnGroups Capital/ Brevan Howards CFD LTD (clone of FCA Authorised firm )

    Warnings Published: 29/03/2021 Last modified: 13/06/2022
    WinnGroups Capital/ Brevan Howards CFD LTD (clone of FCA Authorised firm ) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  6. Blackrock Investments Ireland/Blackrock Investment Managers (clone of FCA registered firm)

    Warnings Published: 22/11/2022 Last modified: 22/11/2022
    Blackrock Investments Ireland/Blackrock Investment Managers (clone of FCA registered firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  7. Pension Wise standards: changes for secondary annuity market guidance: CP16/22

    Consultation papers Published: 06/09/2016 Last modified: 17/08/2021
    The FCA are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.

  8. Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021

    FOI Release Date of Release: 27/09/2021
    FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021.

  9. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

  10. PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

    Policy statements Published: 06/10/2015 Last modified: 26/05/2016
    They complement our recent initiatives to reform senior management arrangements and remuneration in the financial services industry. ... Policy Statement 15/24 [PDF]. Our new rules affect:. UK deposit-takers with assets of £250m or greater (including