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Showing 1191 to 1200 of 1206 search results for asset management study.
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FCA: New strategic approach to ensure “sharper focus” to regulatory challenges ahead
The main structural changes include:. We will bring together the current Authorisations and Supervision Divisions, with our specialist supervision functions such as financial crime and client assets. ... A new Risk Division to provide a strategic -
JAMBIN / jupiterglobalinv.com / jambin.org / jambi-india.org / jupitersfuture.com (Clone of FCA Authorised Firms)
JAMBIN / jupiterglobalinv.com / jambin.org / jambi-india.org / jupitersfuture.com (Clone of FCA Authorised Firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
“We are using the eyes and ears of consumers” – FCA published its 2013/14 Annual Report
New rules under the Mortgage Market Review. Transitions Management Review. Retirement income study. -
Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions
On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick -
What firms and customers can expect from the consumer duty and other regulatory reforms
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global. -
lyxorassetmanagement.com (Clone of a Previously Authorised firm, and a current Authorised FCA Firm)
lyxorassetmanagement.com (Clone of a Previously Authorised firm, and a current Authorised FCA Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be -
FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms
The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets. -
General insurance product value and coronavirus (Covid-19) Guidance – update
We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance -
FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds
A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the design, delivery, and disclosure of their ESG and sustainable funds, further improvement is needed. -
Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine
We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.