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Showing 171 to 180 of 1206 search results for asset management study.

  1. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.

  2. FCA wholesale sector competition review – call for inputs

    Press Releases Published: 09/07/2014 Last modified: 09/07/2014
    markets and market infrastructure. investment banking. asset management. corporate banking. The FCA is interested in features of a market or behaviour that could inhibit or distort competition in the market. ... Once the responses have been received, the

  3. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.

  4. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  5. CP15/20: Investing in authorised funds through nominees

    Consultation papers Published: 22/06/2015 Last modified: 22/06/2015
    a market study on asset management. ... Given that we are considering the effectiveness of disclosures required under the rules due to come into force and that we will be conducting a market study in this area, we

  6. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

  7. FCA response to the CMA’s provisional decision report on its investment consultants market investigation

    Statements Published: 18/07/2018 Last modified: 18/07/2018
    We welcome the Competition and Markets Authority's (CMA's) in-depth work on competition in the market for investment consultancy and fiduciary management services. ... As part of our asset management market study, we referred this sector to the CMA for a

  8. Findings from our investment platforms costs and charges review – good and poor practice

    Firms Published: 04/05/2022 Last modified: 04/05/2022
    In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.

  9. Letter to CMA regarding CMA Market Investigation: Investment Consultancy and Fiduciary Management Services [pdf]

    Correspondence Published: 26/02/2019
    On 21 February 2019, Christopher Woolard wrote to John Wotton from the Competition and Markets Authority to explain how we will respond to the recommendations in the CMA's report on investment consultancy and fiduciary management services. This

  10. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    The UK is a global centre for asset management – to keep this position it is crucial that investors are confident that they get a fair deal. ... Martin Wheatley’s speech from the FCA’s October 2013 asset management conference setting out the debate