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Showing 341 to 350 of 1206 search results for asset management study.

  1. Final Notice 2015: MGI Asset Management Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 05/08/2015
    This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

  2. Portsea Asset Management LLP (clone of FCA authorised firm)

    Warnings Published: 15/07/2016 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  3. Global Multi-Asset Management (clone of FCA authorised firm)

    Warnings Published: 24/01/2018 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  4. Miton Asset Management; t/a Miton Commodities (clone of FCA authorised firm)

    Warnings Published: 27/07/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  5. Jefferson Management (aka Franklin Asset Management)

    Warnings Published: 01/01/2000 Last modified: 06/09/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  6. Franklin Asset Management (aka Jefferson Management)

    Warnings Published: 01/01/2000 Last modified: 05/06/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  7. FCA launches the Asset Management Authorisation Hub

    Press Releases Published: 16/10/2017 Last modified: 05/04/2023
    The FCA has launched its new asset management authorisation hub.

  8. Swiss Global Asset Management (clone of FCA authorised firm)

    Warnings Published: 22/06/2012 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  9. Pawlaks Group Asset Management (clone of FCA authorised firm)

    Warnings Published: 12/08/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  10. Black River Asset Management (clone of FCA authorised firm)

    Warnings Published: 13/07/2012 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.