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Showing 351 to 360 of 1206 search results for asset management study.
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AON Asset Management (clone of FCA authorised firm)
AON Asset Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how -
Asset Management Portfolio Letter [pdf]
This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them. -
Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios [pdf]
Consumer Duty Letter – Asset Management, Custody & Fund Services and Alternatives -
SVS Securities PLC Enters Administration
News story on SVS Securities PLC entering Administration -
Anglo American Asset Management Ltd (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
Integral Asset Management (clone of authorised firm)
Integral Asset Management (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and -
Update on the LF Woodford Equity Income Fund
On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as -
FCA fines Threadneedle Asset Management Limited £6m
FCA fines Threadneedle Asset Management Limited £6m. Press Releases First published:. ... The Financial Conduct Authority (FCA) has fined Threadneedle Asset Management Limited (TAML) £6,038,504 for failing to put in place adequate controls in the fixed -
Aragon Asset Management (Clone of EEA authorised firm)
Aragon Asset Management (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and -
Infographic: assets under management [pdf]