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Showing 361 to 370 of 1206 search results for asset management study.

  1. Dear CEO letter: Asset management firms: prepare now for the end of LIBOR [pdf]

    Correspondence Published: 27/02/2020 Last modified: 27/02/2020
    UK authorities have been clear that the intention is that LIBOR will cease to exist after end-2021.

  2. FCA Final Notice 2014: Invesco Asset Management Limited, Invesco Fund Managers Limited [pdf]

    Final notices Published: 28/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 7 and COLL related to unfair treatment of customers in the asset management sector. We imposed a fine.

  3. Required permissions for asset management firms

    Published: 30/10/2018 Last modified: 05/07/2023
    If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for.

  4. ELM Asset Management Inc Ltd (clone of FCA authorised firm)

    Warnings Published: 14/12/2011 Last modified: 29/03/2021
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  5. Reyker Securities Plc enters special administration

    Statements Published: 09/10/2019 Last modified: 09/10/2020
    On Tuesday 8 October 2019, the Court appointed Mark Ford, Adam Stephens and Henry Shinners, all of Smith & Williamson LLP, as Joint Special Administrators of Reyker Securities Plc, following an application by the Directors.

  6. Portfolio letter: Our Asset Management Supervision Strategy [pdf]

    Correspondence Published: 03/02/2023
    This letter outlines the harms to consumers or markets that we think are most likely to arise from asset managers' business models.

  7. Wharton Asset Management UK LLP (clone) (clone of FCA authorised firm)

    Warnings Published: 10/10/2017 Last modified: 10/05/2021
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  8. Integral Development Asset Management (Clone of previously EEA authorised firm)

    Warnings Published: 24/04/2020 Last modified: 24/04/2020
    Integral Development Asset Management (Clone of previously EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  9. LBV Asset Management, LBV (www.lbvfox.com) (clone of FCA authorised firm)

    Warnings Published: 09/01/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  10. Swiss & Global Asset Management (clone of FCA authorised firm)

    Warnings Published: 25/11/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.