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Showing 401 to 410 of 1206 search results for asset management study.

  1. City Asset Management (clone of FCA authorised firm)

    Warnings Published: 08/11/2016 Last modified: 19/04/2021
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  2. External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).

  3. UBS Global Asset Management Funds Ltd (clone of FCA authorised firm)

    Warnings Published: 23/04/2015 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. BlackRock Crypto Asset Management Limited (Clone) (clone of FCA authorised firm)

    Warnings Published: 24/08/2018 Last modified: 21/11/2020
    BlackRock Crypto Asset Management Limited (Clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  5. Acadian-Asset.management (clone of FCA authorised firm)

    Warnings Published: 19/05/2022 Last modified: 19/05/2022
    Acadian-Asset.management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  6. Amundi Asset Management (clone of FCA authorised firm)

    Warnings Published: 07/12/2017 Last modified: 10/05/2021
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  7. Radcliffe & Young Asset Management / Radcliffe and Young

    Warnings Published: 17/08/2018 Last modified: 17/08/2018
    Radcliffe & Young Asset Management / Radcliffe and Young is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Information on asset management firms applications - November 2022

    FOI Release Date of Release: 16/11/2022
    FCA provides information on Asset management firms applications.

  9. ML Capital Asset Management (clone of EEA authorised firm)

    Warnings Published: 29/06/2020 Last modified: 21/11/2020
    ML Capital Asset Management (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  10. TR13/10 - Outsourcing in the asset management industry

    Thematic reviews Published: 04/11/2013 Last modified: 07/02/2022
    We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing.