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Showing 411 to 420 of 1206 search results for asset management study.

  1. Blackrock Bonds / Blackrock Investment / Blackrock Asset Management / Blackrock International (Clone of FCA authorised firms)

    Warnings Published: 29/09/2020 Last modified: 27/11/2020
    Blackrock Bonds / Blackrock Investment / Blackrock Asset Management / Blackrock International (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find
  2. Bradshaw Asset Management (clone of FCA authorised firm)

    Warnings Published: 12/09/2018 Last modified: 21/11/2020
    Bradshaw Asset Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  3. JP Morgan Asset Management (clone of FCA authorised firms)

    Warnings Published: 14/11/2019 Last modified: 21/11/2020
    JP Morgan Asset Management (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  4. Carnegie Asset Management (clone of FCA authorised firm)

    Warnings Published: 10/11/2016 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  5. Asset management: common errors when applying for authorisation

    Firm authorisation Published: 15/04/2024 Last modified: 15/04/2024
    Avoid delays and increase your chances of being authorised to work in the UK asset management sector.
  6. Jana Hudikova Asset Management (clone of FCA authorised firm)

    Warnings Published: 17/05/2018 Last modified: 17/05/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  7. FCA issues first statement of objections to four asset management firms

    Press Releases Published: 29/11/2017 Last modified: 29/11/2017
    The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The
  8. MoUs with European authorities in the areas of securities, investment services and asset management, insurance and pensions, and banking

    Statements Published: 04/01/2021 Last modified: 10/02/2021
    MoUs that came into effect at the end of the Brexit transition period.
  9. Rothschild Asset Management (clone) (clone of FCA authorised firm)

    Warnings Published: 11/07/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  10. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.