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Showing 431 to 440 of 1206 search results for asset management study.

  1. News

    Last modified: 27/06/2024
    Latest FCA news, warnings and speeches and how to contact the FCA press office.

  2. Reforming our capital markets ecosystem

    Speeches Published: 29/03/2023 Last modified: 08/01/2024
    Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.

  3. Carter Flanagan Ltd / Carter Flanagan Private Asset Management

    Warnings Published: 19/11/2015 Last modified: 19/11/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  4. SOVA Asset Management (clone of an EEA and FCA Authorised Firms)

    Warnings Published: 24/05/2021 Last modified: 04/11/2021
    SOVA Asset Management (clone of an EEA and FCA Authorised Firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  5. Information on investigations into asset management firms - April 2020

    FOI Release Date of Release: 01/04/2020
    The FCA provides information on investigations into asset management firms.

  6. ECM Asset Management Limited (Clone) (clone of FCA authorised firm)

    Warnings Published: 11/06/2019 Last modified: 15/11/2021
    ECM Asset Management Limited (Clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  7. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  8. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.

  9. Barings / Baring Asset Management (Clone of FCA authorised firm)

    Warnings Published: 27/05/2020 Last modified: 21/11/2020
    Barings / Baring Asset Management (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  10. Capital Assets UK (Asset Management) (clone of FCA authorised firm)

    Warnings Published: 18/10/2018 Last modified: 21/11/2020
    Capital Assets UK (Asset Management) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this