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Showing 551 to 560 of 1206 search results for asset management study.

  1. Swiss Privilege

    Warnings Published: 12/04/2018 Last modified: 30/06/2021
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  2. Market Watch 67

    Newsletters Published: 28/05/2021 Last modified: 28/05/2021
    Newsletter on market conduct and transaction reporting issues.

  3. Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm)

    Warnings Published: 01/03/2021 Last modified: 12/05/2021
    Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  4. Skilled Person Panel [pdf]

    Documents Published: 31/03/2017 Last modified: 06/03/2024
    The Skilled Person Panel consists of twelve lots, including: client assets;

  5. Regulation as a spur to growth

    Speeches Published: 05/06/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. British Steel Pension Scheme redress FAQ

    Tasks for regulated firms Published: 24/05/2022 Last modified: 28/02/2023
    The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.

  7. Executive committees

    About us Who we are Published: 02/04/2016 Last modified: 08/04/2024
    Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

  8. Asset management firms, Banks and Pension Administrators registered with the FCA - April 2021

    FOI Release Date of Release: 13/04/2021
    The FCA provides how many asset management firms, Banks and Pension Administrators registered with it in 2021 (Up to 2 March 2021).

  9. Green FinTech Challenge 2018

    Events Published: 06/09/2021 Last modified: 06/09/2021
    Green FinTech Challenge 2018

  10. FCA Final Notice 2014: Jonathan Paul Burrows [pdf]

    Final notices Published: 15/12/2014 Last modified: 15/12/2014
    This final notice refers to breaches of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.