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Showing 561 to 570 of 1206 search results for asset management study.

561. BN3-am.co.uk

     Warnings Published: 15/12/2021 Last modified: 15/02/2022
     BN3-am.co.uk is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

562. FCA First Supervisory Notice 2013: Independent Asset Management U.K. Limited [pdf]

     Supervisory notices Published: 03/06/2013 Last modified: 14/06/2014

563. Dear CEO letter: Implementing the Consumer Duty for closed products and services - asset management [pdf]

     Correspondence Published: 16/05/2024
     Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline.

564. The Financial Resilience Survey data

     Data Published: 04/04/2024 Last modified: 04/04/2024
     The FCA presents the results of the final Financial Resilience Survey issued in October 2023.

565. Training and competence

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

566. LIBOR Dear CEO letters

     Markets Published: 05/07/2021 Last modified: 09/01/2023
     Dear CEO letters setting out our expectations of firms transitioning away from LIBOR.

567. Notice of Decision 2023: Guyon Capital Management Limited [pdf]

     Decision notices Published: 17/08/2023
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

568. LIBOR resources

     Markets Published: 04/07/2021 Last modified: 02/04/2024
     All news, statements, speeches and publications on LIBOR.

569. Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm)

     Warnings Published: 09/06/2020 Last modified: 19/11/2021
     Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out

570. Coronavirus (Covid-19): Information for firms

     Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
     Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.