Search results
Showing 601 to 610 of 1206 search results for asset management study.
-
Final Notice 2020: Hub Capital Limited (formerly known as Mex (Europe) Limited) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Asset Management sector and Investment Advisory sector. We imposed a cancellation. -
Policy development update
The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive. -
Andbank Asset Management/ Andbank Asset management London (Clone of FCA Authorised Schedule 5 – Operator)
Andbank Asset Management/ Andbank Asset management London (Clone of FCA Authorised Schedule 5 – Operator) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you -
Robo Advice: an FCA perspective
Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA -
Conduct Risk Briefing
Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version. -
High-cost credit and consumer credit
Read about the actions the FCA has taken to protect consumers since it took on the regulation of consumer credit in 2014. -
How to claim compensation if a firm fails
If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back. -
100 days of the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Goldman Sachs (clone of FCA authorised firms)
Goldman Sachs International (clone firm) -
The New Market Infrastructure
Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.