Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 621 to 630 of 1206 search results for asset management study.

  1. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

  2. Consumer credit qualitative research

    News stories Published: 01/04/2014 Last modified: 05/06/2014
    Published: 5 June 2014. This report sets out the consumer experience of payday loans and logbook loans, as well as the experience of debt management services, both fee-charging and ... Published: 1 April 2014. This report details the findings from a

  3. Statement on fund authorisations

    Statements Published: 30/10/2013 Last modified: 30/10/2013
    The UK is a global centre for asset management - robust and efficient fund authorisation is essential to maintain the strength and competitive advantage of the sector.

  4. FCA Decision Notice 2015: Peter Francis Johnson [pdf]

    Decision notices Published: 26/05/2015 Last modified: 26/05/2015
    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a

  5. Promoting competitiveness is a juggling act

    Speeches Published: 18/04/2024 Last modified: 18/04/2024
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

  6. A test of conscience

    Speeches Published: 23/02/2015 Last modified: 26/02/2015
    Next, of course, there’ll be challenges further down the structure, for middle management in particular, over the specifics of service delivery. ... Nor do they want their financial situations deepened by inflexibility. Hence the obvious frustration in

  7. Investment managers

    Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  8. Binary options scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how binary options work, how to avoid scams and what to do if you’re scammed.

  9. Consumer Duty firm survey – Spring 2023

    Data Published: 28/06/2023 Last modified: 28/06/2023
    The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are

  10. Payment Protection Insurance (PPI) reporting form

    Tasks for regulated firms Published: 08/05/2016 Last modified: 09/02/2023
    Find the reporting form to be used by firms that have been requested to provide monthly data on specific PPI management information.