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Showing 631 to 640 of 1206 search results for asset management study.
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PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
Overview of the FCA prudential approach
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA Final Notice 2013: SEI Investments (Europe) Limited ("SEI") [pdf]
This final notice refers to breaches of PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty. -
Close Capital Investments (clone)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. -
Interpreting the data
Interpreting the Product Sales Data and see the latest tables. -
Consumer credit research: debt management
Read our research to understand the debt management market and the people that use it. -
FCA and PSR climate and environmental targets and metrics
The FCA targets and metrics keep us accountable for our progress towards becoming a more sustainable organisation. -
The future of the UK mortgage market
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Restrictions placed on Dolfin Financial (UK) Ltd
The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
Alternative Investment Managers Remuneration Code (SYSC 19B)
The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B)