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Showing 641 to 650 of 1206 search results for asset management study.

  1. Vale Group Investments

    Warnings Published: 20/04/2010 Last modified: 12/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  2. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

  3. Consumer credit research: overdrafts

    Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
    Find out how consumers and firms manage overdrafts.

  4. Capital requirements reporting

    Tasks for regulated firms Published: 04/08/2015 Last modified: 09/02/2023
    Once your firm has been authorised by us, we send a reporting schedule with how you report and record information about your firm. Find out what you need to report to us.

  5. Decision Notice 2021: BlueCrest Capital Management (UK) LLP [pdf]

    Decision notices Published: 22/12/2021
    This decision notice (BlueCrest Capital Management (UK) LLP) refers to breaches of Principle 8 related to conflicts of interest in the asset management sector. Our view is that a financial penalty should be imposed.

  6. RMA-C Client money and assets: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-C Client money and assets.

  7. Jupiter Wealth Management (clone)

    Warnings Published: 03/09/2009 Last modified: 25/08/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

  8. RCB key documents

    Published: 13/05/2016 Last modified: 27/03/2024
    Find our key documents and useful information if the regulated covered bonds regime applies to your firm.

  9. Consumer Credit Seminar

    Speeches Published: 21/10/2014 Last modified: 20/03/2024
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA.

  10. Jupiter Fund Management (clone)

    Warnings Published: 09/04/2018 Last modified: 06/04/2018
    Jupiter Fund Management (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself