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Showing 681 to 690 of 1206 search results for asset management study.

  1. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    to help manage the assets of individuals as they plan for their financial future. ... Do firms provide management information for supervisors that is useful, timely and genuinely helps them supervise their staff?

  2. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    If we are living longer, our pensions will need to last longer and we know from various studies that in the UK we have a serious pension’s gap. ... In a Government study in 2013, it was revealed that up to 13m people could be heading for a drop in

  3. SVM Ireland (clone of FCA authorised firm)

    Warnings Published: 27/05/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

  5. FCA sets out recommendations for LDI managers

    Press Releases Published: 24/04/2023 Last modified: 24/04/2023
    Recommendations for asset managers designed to increase resilience of Liability Driven Investment funds.

  6. MLA C: capital adequacy FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA C: capital adequacy FAQs

  7. Report fee tariff data

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/02/2023
    Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year.

  8. Alliance Financial Services

    Warnings Published: 09/02/2010 Last modified: 15/08/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  9. UK RRD: Handbook rules

    Tasks for regulated firms Published: 23/05/2016 Last modified: 10/02/2023
    The FCA provides information on how UK RRD was implemented in the through several statutory instruments that amended UK legislation

  10. Information on return of client assets - June 2022

    FOI Release Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.