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Showing 731 to 740 of 1206 search results for asset management study.

  1. Stress testing for human beings

    Speeches Published: 27/09/2019 Last modified: 27/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

  2. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

  3. Mitsubishi Finance (clone of FCA authorised firm)

    Warnings Published: 19/06/2012 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. A sustainable conduct environment

    Speeches Published: 20/03/2014 Last modified: 27/03/2014
    Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Pensions: A view from the FCA

    Speeches Published: 17/09/2018 Last modified: 17/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Gleneagles.

  6. AJ Bell (clone of FCA authorised firm)

    Warnings Published: 20/05/2020 Last modified: 06/07/2021
    AJ Bell (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  7. Hartley Pensions Limited enters administration

    News stories Published: 28/07/2022 Last modified: 24/05/2024
    On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA.

  8. Information on LTAF applications - July 2022

    FOI Release Date of Release: 27/07/2022
    The FCA provides information on Information on ELTIF and LTAF applications/authorisations since 2015.

  9. How we calculate annual fees

    Tasks for firms Published: 09/05/2015 Last modified: 14/08/2023
    Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.

  10. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    On 7 March 2012, Connaught Asset Management, which are not regulated by us, decided to suspend its Series fund 1. ... On 13th June 2012, Connaught Asset Management took control of the portion of the loan book held by Tiuta International Limited, the