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Showing 781 to 790 of 1206 search results for asset management study.

  1. Improving the suitability of financial advice

    Speeches Published: 19/09/2019 Last modified: 03/10/2019
    Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

  2. CFRF Guide 2023: Scenario anlaysis: Guide for Asset Managers [pdf]

    Corporate documents Published: 22/03/2023
    CFRF Scenario Analysis – Asset Management Guide

  3. Financial Conduct Authority Board members confirmed

    Press Releases Published: 28/03/2013 Last modified: 31/03/2013
    HM Treasury today named the members of the Financial Conduct Authority (FCA) Board. The Board will be effective from 1 April 2013 when the FCA begins operating.

  4. Information on retirement income - November 2022

    FOI Release Date of Release: 03/11/2022
    FCA provides information on retirement income market data 2021/22.

  5. Vector Wealth Ltd enters administration

    News stories Published: 22/04/2022 Last modified: 27/04/2022
    We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

  6. Open-ended funds investing in less liquid assets

    Speeches Published: 19/03/2020 Last modified: 19/03/2020
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members.

  7. Next steps in transition from LIBOR

    Speeches Published: 21/11/2019 Last modified: 21/11/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the Risk.net LIBOR Summit, 2019.

  8. The role of investment managers in the post Covid-19 recovery

    Speeches Published: 08/07/2020 Last modified: 08/07/2020
    Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

  9. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  10. Support for automated models

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you.