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Showing 791 to 800 of 1206 search results for asset management study.

  1. Building trust in sustainable investments

    Speeches Published: 23/11/2020 Last modified: 23/11/2020
    Speech by Richard Monks on building trust in sustainable investments.

  2. Our approach to supervision

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public.

  3. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

  4. Approving financial promotions

    Tasks for firms Published: 26/11/2019 Last modified: 28/05/2024
    Firms which approve financial promotions must ensure those promotions follow FCA rules. Find out about approving financial promotions of unauthorised persons.

  5. Information for customers of AFX Markets Limited

    News stories Published: 27/08/2019 Last modified: 16/10/2020
    On 27 August 2019, the High Court of Justice of England and Wales appointed special administrators to AFX Markets Limited following an application for a special administration order made by the FCA.

  6. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Total Debt Relief Limited (TDR) in liquidation

    News stories Published: 13/09/2018 Last modified: 10/05/2019
    The Financial Conduct Authority (FCA) has obtained a compulsory court order for the winding up of Total Debt Relief Ltd (TDR) on public interest grounds. This follows earlier action by the FCA to obtain an urgent High Court Order appointing a

  8. FCA statement on the Joint Declaration on climate change

    Statements Published: 02/07/2019 Last modified: 08/07/2019
    Today we have published a Joint Declaration with the Prudential Regulation Authority (PRA), The Pensions Regulator (TPR) and Financial Reporting Council (FRC), welcoming the publication of the Government’s Green Finance Strategy and setting out

  9. FCA proposes new rules to tackle greenwashing

    Press Releases Published: 25/10/2022 Last modified: 25/10/2022
    In a bid to clamp down on greenwashing, the FCA is proposing a package of new measures including investment product sustainability labels and restrictions on how terms like ‘ESG’, ‘green’ or ‘sustainable’ can be used.

  10. Credit Card Market Study

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Find out how the FCA has taken measures to improve the consumer credit market for those potentially in problematic debt.