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Showing 801 to 810 of 1206 search results for asset management study.

  1. New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.

  2. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

    Correspondence Published: 06/07/2023
    A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  3. Dominion Financial Assets (clone of authorised firm)

    Warnings Published: 30/07/2020 Last modified: 21/11/2020
    Dominion Financial Assets (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  4. Apollo Management / Apollo Investment Management (clone of FCA authorised firms)

    Warnings Published: 31/08/2018 Last modified: 21/11/2020
    Apollo Management / Apollo Investment Management (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  5. The future of pensions: act today to plan for tomorrow

    Speeches Published: 13/03/2024 Last modified: 13/03/2024
    Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium

  6. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  7. Consumer investments data review April 2020 - March 2021

    Data Published: 15/09/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

  8. Advice checker: defined benefit pension transfers

    Consumers Your rights Published: 03/06/2020 Last modified: 24/06/2024
    Find out if the defined benefit (DB) pension transfer advice you received was right for you. If you received unsuitable advice you could be owed money.

  9. Our Business Plan 2014/15

    Corporate documents Published: 31/03/2014 Last modified: 16/04/2014
    Our Business Plan sets out the activities that we intend to carry out in 2014/15 to protect consumers, enhance market integrity and promote competition.

  10. IFPR implementation observations: quantifying threshold requirements and managing financial resources

    Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
    Firms should consider these and how they can strengthen their processes.