Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 841 to 850 of 1206 search results for asset management study.

  1. Hard to value assets review: summary of findings

    Multi-firm reviews Published: 11/05/2018 Last modified: 11/05/2018
    The FCA presents a summary of its findings from its assessment on whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits.

  2. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
    Questions and answers for firms on conduct risk during LIBOR transition.

  3. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Penny James appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 31/01/2022 Last modified: 31/01/2022
    The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel. 

  5. Financial Lives Survey 2017: Data Tables: Volume 1 - Demographics, attitudes, product ownership, assets and debt [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: demographics, attitudes, product ownership, assets and debt and advice use. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and

  6. Corrie Bauckham Batts Limited enters liquidation

    News stories Published: 20/04/2022 Last modified: 20/04/2022
    On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. 

  7. Liquidity management for investment firms: good practice

    Documents Published: 29/02/2016 Last modified: 29/02/2016
    The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number

  8. Information on Authorisations denied - May 2022

    FOI Release Date of Release: 26/05/2022
    The FCA provides data on denied authorisations.

  9. Women in finance: keeping up the pressure for progress

    Speeches Published: 22/03/2018 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London

  10. FCA bans former CIB Partners Limited CEO Arnold Eber

    Press Releases Published: 27/02/2014 Last modified: 27/02/2014
    He was also aware by August 2008, that SLS had sold off most of the asset portfolio that underpinned the SLS bonds. ... Keydata was placed into administration by the Court on 8 June 2009 and Keydata, senior management at Keydata remain under