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Showing 851 to 860 of 1206 search results for asset management study.

  1. Financial Conduct Authority to tackle competition problems with the trade data market

    Press Releases Published: 02/03/2023 Last modified: 03/03/2023
    A new FCA report has found that competition in some parts of the wholesale data market is not working as well as it should.

  2. Pension scheme operators are at risk from smarter scams

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings.

  3. Consumer credit regulation: the journey so far

    Speeches Published: 08/04/2016 Last modified: 08/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Pictet Private Wealth Management (clone of FCA authorised firm)

    Warnings Published: 23/10/2013 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  5. Primary Market Bulletin 37

    Newsletters Published: 09/12/2021 Last modified: 09/12/2021
    In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and

  6. The role of regulation in encouraging investment in the City

    Speeches Published: 25/09/2023 Last modified: 25/09/2023
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event.

  7. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. FCA makes key sustainability and technology hires

    Press Releases Published: 19/04/2021 Last modified: 19/04/2021
    We have appointed Sacha Sadan as Director of Environment Social and Governance.

  9. The role of the FCA in a changing regulatory landscape

    Speeches Published: 27/10/2022 Last modified: 27/10/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.

  10. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.