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Showing 861 to 870 of 1206 search results for asset management study.
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FCA publishes Wholesale Insurance Brokers Market Study final report
The FCA has published the final report of its Wholesale Insurance Brokers market study which was launched in November 2017 to assess how competition was working in the sector. -
BNP Paribas (Clone of FCA authorised firm)
BNP Paribas (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Black Trading Corp (clone) (clone of FCA authorised firm)
Black Trading Corp (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm -
UBS Global Investment Management Ltd / UBS Private Wealth Management / UBS Wealth Management (clone)
UBS Global Investment Management Ltd / UBS Private Wealth Management / UBS Wealth Management (Clone of EEA & FCA Firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out -
Credit broking, debt management and price comparison websites
Poor standards in credit broking and debt management can lead to significant harm for vulnerable consumers, and the FCA started to intervene in these markets in 2014. Find out more. -
From regulator to firm to consumer: a virtuous chain of events
Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch. -
Occasional Paper No. 37: Flash Crash in an OTC Market
This Occasional Paper contributes to the research on flash crashes which are high-profile episodes that can be thought of as short-lived malfunctions of capital markets typically involving a substantial price change and a drying up of liquidity -
Listening up to level up – regulating finance for the whole of the UK
Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London. -
Evolving the FCA's approach to markets regulation
Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version. -
Open Finance: an opportunity for financial services
Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance (TISA) Open Finance Conference, London.