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Showing 871 to 880 of 1206 search results for asset management study.

  1. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

  2. Insights from the Cyber Coordination Groups

    Research notes Published: 11/03/2020 Last modified: 09/04/2024
    Insights from the Cyber Coordination Groups

  3. Royal London Investment Group (clone of FCA authorised firm)

    Warnings Published: 20/08/2009 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. Information on crypto investment scams - February 2022

    FOI Release Date of Release: 28/02/2022
    The FCA answers multiple questions on crypto investment scams.

  5. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

  6. Blockchain: considering the risks to consumers and competition

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands.

  7. Pictet UK (clone of FCA authorised firm)

    Warnings Published: 23/04/2021 Last modified: 11/01/2022
    Pictet UK (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  8. Lyxor Pro (clone of FCA authorised firm)

    Warnings Published: 06/05/2022 Last modified: 06/05/2022
    Lyxor Pro (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  9. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    The great majority of firms outside the credit union sector had identified Senior Managers and allocated Senior Management Functions and responsibilities. ... Clearly this is not a matter that is entirely outside the control of senior management.

  10. FCA research reveals 1.1million spike in cryptoasset buyers

    Press Releases Published: 30/06/2020 Last modified: 01/07/2020
    Component type: Content summary Copy