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Showing 881 to 890 of 1206 search results for asset management study.

  1. We confirm periodic review of pension transfers redress guidance

    Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
    This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.
  2. CP23/26: Implementing the Overseas Funds Regime (OFR)

    Consultation papers Published: 04/12/2023 Last modified: 04/12/2023
    We’re consulting on rules and guidance to integrate the OFR into our Handbook and to enable recognition of overseas funds from jurisdictions approved by the Treasury.
  3. City Financial Investment Company Limited enters administration

    News stories Published: 26/03/2019 Last modified: 26/03/2019
    On 21 March 2019, City Financial Investment Company Limited (City Financial), a firm authorised and regulated by the FCA, appointed Jason Baker and Geoffrey Rowley of FRP Advisory LLP (FRP) as joint administrators. We explain what this means if you
  4. Challenges for the regulator - consumer credit, long-term savings and an ageing population

    Speeches Published: 04/10/2017 Last modified: 04/10/2017
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.
  5. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

    News stories Published: 20/10/2021 Last modified: 24/03/2022
    On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.
  6. Keynote address: Financial crime in the FCA world

    Speeches Published: 01/07/2013 Last modified: 18/07/2013
    Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. FCA seeks feedback on non-workplace pensions

    Press Releases Published: 02/02/2018 Last modified: 11/04/2024
    The FCA is gathering views on the market for non-workplace pensions.
  8. FCA publishes findings on long-term mortgage arrears

    Press Releases Published: 06/12/2018 Last modified: 17/11/2023
    Today the FCA published findings on how mortgage lenders treat customers who have long-term mortgage arrears and provide forbearance to affected customers.
  9. Alexander David Securities Limited enters liquidation

    News stories Published: 04/07/2022 Last modified: 14/10/2022
    On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.
  10. FCA says general insurance add-on industry must make changes

    Press Releases Published: 11/03/2014 Last modified: 11/03/2014
    the point of sale advantage for guaranteed asset protection (GAP) insurance, usually offered alongside car sales. ... The market study into general insurance add-on products is the first of its kind by the FCA.