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Showing 921 to 930 of 1206 search results for asset management study.

921. FCA proposes new rules on dealing commission for investment managers

     Press Releases Published: 25/11/2013 Last modified: 25/11/2013
     The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related

922. Applying to approve financial promotions for unauthorised persons

     Firms Published: 11/09/2023 Last modified: 28/05/2024
     Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

923. German Property Group (GPG) companies enter preliminary bankruptcy proceedings

     Statements Published: 08/10/2020 Last modified: 04/02/2021
     Joint statement from the FCA, the FSC) and the Financial Ombudsman Service on an unregulated, overseas property investment scheme.

924. Sanderson Partners (clone of FCA authorised firm)

     Warnings Published: 08/11/2016 Last modified: 19/04/2021
     We have published this statement in order to warn consumers against dealing with unauthorised firms.

925. Ostrum Wealth / ostrumgroup.com (clone of TPR Firm)

     Warnings Published: 18/10/2021 Last modified: 05/11/2021
     Ostrum Wealth / ostrumgroup.com (clone of TPR Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

926. FCA publishes coronavirus financial resilience survey data

     Press Releases Published: 07/01/2021 Last modified: 07/01/2021
     The FCA has published the results of its coronavirus (Covid-19) financial resilience surveys. The surveys were sent to solo-regulated firms to inform the FCA of the impact of coronavirus on firms’ financial resilience.

927. Cayenne Trust Investment Plc (clone of FCA authorised firm)

     Warnings Published: 24/10/2013 Last modified: 21/11/2020
     Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

928. MLA F: Mortgage lending - arrears analysis FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA F: Mortgage lending - arrears analysis FAQs

929. Insights from the 2020 Cyber Coordination Groups

     Research notes Published: 29/04/2021 Last modified: 29/04/2021
     Overview and insight from the latest quarterly Cyber Coordination Group meeting

930. Authorised fund supervision reviews and reporting agreement

     News stories Published: 20/02/2015 Last modified: 06/08/2015
     Find out about some of our supervision work and a reporting agreement with depositaries and trustees.