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Showing 941 to 950 of 1206 search results for asset management study.

  1. FCA orders WealthTek Limited Liability Partnership to cease operations as High Court appoints Joint Special Administrators and arrest made

    News stories Published: 05/04/2023 Last modified: 14/09/2023
    BDO LLP to take interim control of WealthTek Limited Liability Partnership.

  2. The drive for data in Non-Bank Financial Intermediation (NBFI)

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

  3. Hargreaves Lansdown (clone of an FCA authorised Firm)

    Warnings Published: 13/05/2021 Last modified: 27/12/2023
    Hargreaves Lansdown (clone of an FCA authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  4. Money laundering and supervising trusted professionals

    Speeches Published: 12/03/2019 Last modified: 30/08/2019
    OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards.

  5. FCA data shows consumer complaints fall by 15%

    Press Releases Published: 09/04/2014 Last modified: 24/11/2021
    The latest complaints data published by the Financial Conduct Authority (FCA) shows 2,479,029 new complaints were opened against financial services firms between July and December 2013.

  6. Leaning in on making consumer tech a force for good

    Speeches Published: 23/01/2024 Last modified: 26/01/2024
    Speech by Nikhil Rathi delivered at the Imperial College London Business School.

  7. Can financial distress be predicted or is that just life (events)?

    Insight Published: 03/08/2016 Last modified: 17/02/2017
    Our analysis uses the nationally-representative Wealth and Assets Survey produced by the Office for National Statistics (ONS) which contains very detailed information on individuals. ... Our research finds some financial distress is unpredictable.

  8. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.

  9. Information on data on LTAF related applications - July 2022

    FOI Release Date of Release: 21/07/2022
    The FCA provides information on information on applications for authorisation (funds).

  10. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit