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Showing 951 to 960 of 1206 search results for asset management study.

  1. FCA launches campaign to encourage individuals to report wrongdoing

    Press Releases Published: 24/03/2021 Last modified: 24/03/2021
    The campaign, 'In confidence, with confidence', encourages individuals working in financial services to report potential wrongdoing to the FCA.

  2. TR19/2: General insurance distribution chain

    Thematic reviews Published: 10/04/2019 Last modified: 11/09/2023
    The FCA sets out the key findings from our thematic work on the general insurance distribution chain, its expectations of firms and next steps.

  3. List of employers’ liability insurers

    General insurers and insurance intermediaries Published: 18/04/2016 Last modified: 19/04/2016
    Regulated. YES. www.elto.org.uk. 204866. Renaissancere Syndicate Management Limited. United Kingdom. Regulated. ... Travelers Syndicate Management Limited. United Kingdom. Regulated. NO. 204964. RiverStone Managing Agency Limited.

  4. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

  5. Complaints data sortable table: 2016 H2

    Data and research Published: 26/04/2016 Last modified: 26/04/2017
    Complaints data sortable table: 2016 H2

  6. Ocean Group Capital (clone of FCA authorised firm)

    Warnings Published: 12/03/2021 Last modified: 01/06/2021
    Ocean Group Capital (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  7. DP16/3: Availability of information in the UK Equity IPO process

    Discussion papers Published: 13/04/2016 Last modified: 13/04/2016
    As part of our market study into investment and corporate banking we examined the availability of information during the UK IPO process. ... firms foster high standards of conduct, in particular in their management of conflicts of interest inherent

  8. TR19/3: Review of the fair treatment of with-profits customers

    Thematic reviews Published: 25/04/2019 Last modified: 24/06/2019
    We commenced our review with an assessment of all the areas across the with-profits market where there is potential for customer harm. After identifying those areas we regard as presenting the highest potential for customer harm, we conducted a

  9. DP23/1: Finance for positive sustainable change

    Discussion papers Published: 10/02/2023 Last modified: 09/06/2023
    We are asking for views on sustainability-related governance, incentives and competence in regulated firms.

  10. High-cost short-term credit

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Details of the FCA's price cap for high-cost short-term credit loans.