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Showing 961 to 970 of 1206 search results for asset management study.

  1. PS15/13: Guaranteed Asset Protection insurance: competition remedy

    Policy statements Published: 10/06/2015 Last modified: 24/10/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 14/29 Guaranteed Asset Protection insurance: a competition remedy and publish the final rules.

  2. FCA appoints members for the UK Secondary Markets Advisory Committee

    Markets News stories Published: 24/06/2024 Last modified: 24/06/2024
    The FCA has appointed the members of its advisory committee on secondary markets for the period June 2024 to June 2026.

  3. FCA appoints members for new Secondary Markets Advisory Committee

    News stories Published: 09/06/2022 Last modified: 09/06/2022
    We have appointed the members of our new advisory committee on secondary markets for a period of two years until 1 June 2024.

  4. Financial services contracts regime

    Firms Focus areas Published: 18/08/2020 Last modified: 11/06/2024
    The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU.

  5. CP13/6: Capital requirements for investment firms

    Consultation papers Published: 31/07/2013 Last modified: 22/03/2016
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to a large number of investment firms prudentially regulated by the FCA and subject to the Capital Requirements

  6. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    Clearly then, price discrimination and cross-subsidy are relevant to the FCA and the 2015/16 Business Plan includes a study of Big Data. ... The deferred opt-in for Guaranteed Asset Protection Insurance is a related example of altering the choice

  7. External audit requirements for mortgage intermediaries, lenders or administrators

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do.

  8. Financial Conduct Authority provides update on regulatory sandbox

    Press Releases Published: 15/06/2017 Last modified: 15/06/2017
    The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.

  9. Restrictions placed on IBP Markets Limited and the Firm enters special administration

    News stories Published: 13/10/2023 Last modified: 05/06/2024
    We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

  10. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015