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Showing 981 to 990 of 1206 search results for asset management study.

  1. Financial Lives Survey 2017: Data Tables: Volume 16 - Claims management [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: claims management, personal injury claims, mis-selling claims. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the

  2. Sustainability disclosure and labelling regime

    Tasks for firms Firms Published: 02/02/2024 Last modified: 01/07/2024
    Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule.

  3. Dean Foster Associates (clone of FCA authorised firm)

    Warnings Published: 17/09/2014 Last modified: 21/11/2020
    Dean Foster Associates (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  4. FCA proposes reforms to the availability of information in the UK equity IPO process

    Press Releases Published: 01/03/2017 Last modified: 11/04/2024
    The FCA is proposing a package of measures to reform the availability of information during the UK equity initial public offering (IPO) process.

  5. FCA secures orders for victims of unauthorised share scheme

    Press Releases Published: 06/05/2020 Last modified: 07/05/2020
    The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

  6. Invesco Perpetual fined £18.6 million for failings in fund management

    Press Releases Published: 28/04/2014 Last modified: 28/04/2014
    The Financial Conduct Authority (FCA) has fined Invesco Asset Management Limited and Invesco Fund Managers Limited (Invesco Perpetual) £18,643,000 for exposing investors to greater levels of risk than they ... range of funds which represented more than

  7. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  8. Ongoing work in the consumer credit sector

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    The FCA continues to actively supervise the consumer credit sector, to monitor compliance with the FCA's rules and better understand business models.

  9. Tribunal upholds the Financial Conduct Authority’s decision to impose a partial ban on Tariq Carrimjee

    Press Releases Published: 21/10/2016 Last modified: 21/10/2016
    On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight and money laundering reporting significant

  10. FCA publishes Decision Notice against Corrado Abbattista for market manipulation

    Press Releases Published: 16/09/2020 Last modified: 16/09/2020
    The FCA has published a Decision Notice in respect of Corrado Abbattista, an experienced trader and a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP