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Overview of the FCA prudential approach
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA statement on EBA’s draft PSD2 Guidelines and Opinion for banks and others involved in open banking
On 13 June 2018 the European Banking Authority (EBA) published an Opinion and draft Guidelines on the Regulatory Technical Standards (RTS) on Strong Customer Authentication and Common and Secure Communication. -
Outsourcing claim activities to private investigators
Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims. -
Joint statement by the FCA, FRC and PRA
Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
Basset & Gold plc (B&G plc) and B&G Finance Ltd (B&G Finance) enter administration
On 1 April 2020 the directors of B&G plc and B&G Finance decided to place the firms into administration. Paul Boyle, David Clements and Anthony Murphy, insolvency practitioners of Harrisons Business Recovery and Insolvency were appointed as -
Investigation opening criteria
Factors we consider when deciding to open an investigation, including how we assess serious misconduct. -
Consumer warning on Northern Provident Investments
Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers -
London Capital and Finance plc
On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course -
Rolling the rock: The cycle of deregulation, crisis and regulation
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.