Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 391 to 400 of 557 search results for aware of the needs of their vulnerable customers.

  1. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

  2. FCA announces proposals for further support to consumer credit borrowers impacted by coronavirus

    Press Releases Published: 04/11/2020 Last modified: 04/11/2020
    As a result of increasing restrictions announced in recent weeks, we are proposing to enhance measures to provide further support to consumers impacted by coronavirus.

  3. How to flex your organisation's power through culture and conduct

    Speeches Published: 23/11/2023 Last modified: 23/11/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

  4. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    last week, it also identified some gaps and areas where more work needs to be done. ... If a market practice isn’t clear the industry needs to work collectively to find solutions.

  5. FCA publishes Decision Notice against Corrado Abbattista for market manipulation

    Press Releases Published: 16/09/2020 Last modified: 16/09/2020
    The FCA has published a Decision Notice in respect of Corrado Abbattista, an experienced trader and a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP

  6. FCA expectations regarding funds in light of coronavirus (Covid-19)

    Firms Last modified: 14/05/2024
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  7. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

    Pensions Published: 27/04/2023 Last modified: 27/04/2023
    The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.

  8. FCA places restrictions on London Court Ltd

    News stories Published: 06/10/2023 Last modified: 20/10/2023
    On 22 August 2023, the FCA imposed restrictions on London Court Limited for failings relating to the 'My Investment Hub' platform.

  9. MLA A1 and A2: balance sheet FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA A1 and A2: balance sheet FAQs

  10. Proceeds of fraud - Detecting and preventing money mules

    Multi-firm reviews Published: 19/10/2023 Last modified: 13/11/2023
    We share the key findings from our review of payment account providers’ systems and controls against money mule activity.
Related topics