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MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Support available for mortgages as interest rates rise
If you're struggling with your mortgage due to higher living costs and interest rate rises, find out more about your options and where you can get support. -
An update on our approach to authorisation and our Brexit preparations
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference. -
Enterprise Insurance Company indicates it is insolvent
The Provisional Liquidator of Enterprise Insurance Company Limited (Freddie White, appointed 25 July 2016) has today (30 September 2016) written to all insurance brokers to advise that he intends to terminate all Enterprise Insurance policies on 26 -
FCA sets out its approach to financial promotions in social media
From extensive conversations with industry over the past 18 months, the FCA is fully aware of the increase in firms’ use of digital media for customer communications and specifically for financial ... promotions. More particularly, firms are using, or -
Investor engagement in a changing regulatory landscape
We will then need to put the final proposals into our domestic legislation and rules, and we hope to consult formally on this by the end of the year. ... right research, at the right price, and are open and transparent with their customers on the costs -
Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)
The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector. -
Fair, transparent and competitive: the FCA’s vision for the asset management sector
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
PS18/20: Improving the quality of pension transfer advice
The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018. -
Over 55s at heightened risk of fraud, says FCA
Mark Steward, Director of Enforcement at the FCA commented: 'You don’t need to be gullible to lose money to a scam or fraud. ... This provided us with an understanding of which individuals are most vulnerable to investment fraud.