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Showing 351 to 360 of 491 search results for aware of the needs of their vulnerable customers and should.
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FCA and Industry Working Group on interest-only mortgages: terms of reference
We are forming a working group to support and inform our review of existing interest-only guidance as well helping our understanding on how interest-only borrowers are currently treated. -
Balance of interests
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Consumer warning on Northern Provident Investments
Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers -
Implementation group on changes to deliver switching options for mortgage prisoners
The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms. -
The importance of purposeful anti-money laundering controls
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021. -
Fair, transparent and competitive: the FCA’s vision for the asset management sector
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
Their conduct has fallen far short of our expectations. Firms should be in no doubt that the spotlight will remain on wholesale conduct.”. ... Customers’ interests: Principle six. A firm must pay due regard to the interests of its customers and treat -
Investigation opening criteria
Factors we consider when deciding to open an investigation, including how we assess serious misconduct. -
The Importance of Diversity
Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019. -
The Financial Conduct Authority warns clients of three debt management firms to review their debts
time. That is why, as a matter of urgency, customers should check their debts and seek advice on what to do next. ... They should be aware that if they don’t want to transfer their debt management plan to another firm, they should request information