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Showing 411 to 420 of 491 search results for aware of the needs of their vulnerable customers and should.

  1. Regulated financial advice firms and individuals that attempt to avoid their redress liabilities

    Tasks for regulated firms Published: 14/12/2018 Last modified: 13/02/2023
    The FCA provides information to regulated financial advice firms

  2. Compliance, Culture and Evolving Regulatory Expectations

    Speeches Published: 26/04/2021 Last modified: 26/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.

  3. FSA and OFT publish guidance to firms designing new payment protection products

    Press Releases Published: 24/01/2013 Last modified: 10/04/2013
    The Financial Services Authority (FSA) and the Office of Fair Trading (OFT) have jointly published final guidance to help prevent the problems associated with Payment Protection Insurance (PPI) recurring in a new generation of products.

  4. Pension scheme operators are at risk from smarter scams

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings.

  5. FCA expectations regarding funds in light of coronavirus (Covid-19)

    Firms Last modified: 14/05/2024
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  6. Joint statement by the FCA, FRC and PRA

    Statements Published: 26/03/2020 Last modified: 27/01/2021
    Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

  7. Asset management portfolio tools

    Firms Multi-firm reviews Published: 13/01/2020 Last modified: 27/10/2020
    This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.

  8. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    last week, it also identified some gaps and areas where more work needs to be done. ... alone, standards will slip from time to time – the regulatory perimeter should be extended.

  9. Interest rate benchmark reform: transition to a world without LIBOR

    Speeches Published: 12/07/2018 Last modified: 12/07/2018
    Andrew Bailey, chief executive of the FCA, on transitioning from LIBOR to alternative interest rate benchmarks.

  10. PS21/11: General insurance pricing practices - amendments

    Policy statements Published: 16/08/2021 Last modified: 02/12/2022
    In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules.