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Showing 121 to 130 of 554 search results for board effectiveness review.

  1. FCA statement following NatWest Board announcement

    Statements Published: 25/07/2023 Last modified: 25/07/2023
    Sheldon Mills comments on today's announcement from the NatWest Board regarding recent allegations.

  2. FSA - GC10/2 [pdf]

    Guidance consultations Published: 15/10/2010 Last modified: 15/07/2016
    Our reviews in the income-producing real estate (IPRE) asset class have covered a large number of firms and portfolios. As a result of these reviews, we believe IPRE is a particularly difficult asset class for which to build effective rating systems

  3. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

  4. LIBOR resources

    Markets Published: 04/07/2021 Last modified: 02/04/2024
    All news, statements, speeches and publications on LIBOR.

  5. Joint Listing Authority Advisory Panel (LAAP) and Markets Practitioner Panel (MPP) Response to DP22/2: Primary Markets Effectiveness Review [pdf]

    Corporate documents Published: 24/08/2022
    Joint LAAP and MPP response to DP22/2: Primary Markets Effectiveness Review

  6. Mortgage Prisoner Review

    News stories Published: 29/11/2021 Last modified: 29/11/2021
    Our Mortgage Prisoner Review has been laid before parliament, providing data for borrowers to consider whether there are practical and proportionate solutions that can help them.

  7. Dealing commission

    Speeches Published: 10/07/2014 Last modified: 10/07/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Information on the FCA response to the Swift Report - March 2022

    FOI Release Date of Release: 15/03/2022
    The FCA provides information on its response to the Swift Report on the FCA supervisory intervention on IRHPs

  9. FSA - Handbook Notice 115 [pdf]

    Handbook Published: 08/12/2011 Last modified: 30/05/2013
    On 22 September 2011 the FSA Board made changes to the Handbook as part of the Retail Distribution Review (RDR) programme. These changes provide that trail commission can continue for pre-RDR products and makes changes to the adviser charging rules

  10. FSA - Handbook Notice 117 [pdf]

    Handbook Published: 27/02/2012 Last modified: 30/05/2013
    On 23 February 2012 the FSA Board made changes to the Handbook which amend the appropriate qualifications list for activities which advisers conduct under the Retail Distribution Review (RDR)