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Showing 161 to 170 of 554 search results for board effectiveness review.

  1. Improvements to equity secondary markets

    News stories Published: 03/05/2023 Last modified: 03/05/2023
    The FCA are introducing changes to improve how equity secondary markets operate.

  2. About our complaints data

    Data Published: 06/05/2016 Last modified: 19/10/2023
    This page provides more information about how the FCA collects and reports complaints data.

  3. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    And that results in the sorts of examples we hear about of customers being unable to transfer to a smaller mortgage supposedly because of the mortgage market review, or of people ... Yet, despite this, as our most recent thematic review in this area shows

  4. FCA and Bank sign joint MoU with FMSB

    Statements Published: 09/11/2021 Last modified: 09/11/2021
    Jointly with the Bank of England we have signed a Memorandum of Understanding (MoU) with the Fixed Income, Currencies and Commodities Standards Board (FMSB)

  5. Primary Market Bulletin 36

    Newsletters Published: 15/11/2021 Last modified: 23/11/2021
    In this special edition we introduce specific Task Force on Climate-related Financial Disclosures (TCFD) aligned climate-related disclosure requirements for listed companies.

  6. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

  7. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  8. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

  9. Data strategy 2020

    Data Published: 07/01/2020 Last modified: 23/06/2022
    The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.

  10. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    Many of them will be industry-led, with Elizabeth Corley chairing the new FICC Market Standards Board. ... Their role models are not board members. Their role models are the top trader, the desk head.