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Showing 251 to 260 of 554 search results for board effectiveness review.
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FCA launches review of the Credit Information Market
The Financial Conduct Authority (FCA) has today launched a market study to examine how the credit information market operates and the impact it has on consumers. -
Amerdeep Somal appointed as Complaints Commissioner
The Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England have today announced the appointment of Amerdeep Somal as Complaints Commissioner. -
Primary Market Bulletin 46
This edition covers Article 10 UK MAR and ESG stewardship and TCFD-aligned disclosures: sponsor procedures. -
Is it a Wonderful Life?
Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London -
Shaping the rules for a data-driven future
Speech by our Chief Executive, Nikhil Rathi at the Dutch Authority for the Financial Markets (AFM) 20th anniversary seminar. -
Recognised industry codes
The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities. -
Learning the lessons of the past as an industry
The review of lessons is still, at times, too narrow and too literal. ... For some, there is disquiet about the scale of fines. As the regulator we are used to being criticised by both sides, and the scale and effectiveness of fines is a -
Primary Market Bulletin 37
In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and -
Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK
Speech by Ashley Alder, Chair, delivered at the Eurofi Conference. -
The institutionalisation of customer service
Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment