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Showing 291 to 300 of 554 search results for board effectiveness review.

  1. Meetings with Mr Alexander Greensill - May 2021

    FOI Release Date of Release: 11/05/2021
    In response to several requests, the FCA can confirm its executive directors and or directors met representatives of Greensill on 3 occasions.

  2. Capital market regulation and coronavirus

    Speeches Published: 07/08/2020 Last modified: 07/08/2020
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

  3. FCA expectations regarding funds in light of coronavirus (Covid-19)

    Firms Last modified: 14/05/2024
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  4. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. The compliance function in wholesale banks

    Multi-firm reviews Published: 23/11/2017 Last modified: 28/11/2017
    We recently reviewed the compliance function in wholesale banks. This note summarises what we were told and some of our own observations. We also include more detailed information from our questionnaire.

  6. FCA and PRA publish detailed Terms of Reference for the HBOS Review

    Press Releases Published: 11/07/2014 Last modified: 15/07/2014
    It was not appropriate to launch a wider review until the conclusion of enforcement proceedings. ... Extensive work has been carried out on the Review under a set of draft ToR.

  7. FCA welcomes Lord Hill’s Listing Review report

    Statements Published: 03/03/2021 Last modified: 05/03/2021
    The FCA responds to the publication of Lord Hill's recommendations in the UK Listings Review, launched by HM Treasury in November last year.

  8. FCA to regulate seven additional financial benchmarks

    Press Releases Published: 22/12/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London

  9. Signposting to pensions guidance: our findings

    Research insights Published: 13/07/2016 Last modified: 17/08/2021
    Since April 2015, consumers have had greater choice around how they access their Defined Contribution (DC) pension savings. It is important that consumers looking to access these savings understand the consequences of the decisions they make.

  10. Christopher Woolard to chair review of unsecured credit market regulation

    Press Releases Published: 16/09/2020 Last modified: 16/09/2020
    The FCA has announced that Chris Woolard will chair a review of the future regulation of the unsecured credit market, reporting to the FCA Board.