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Showing 361 to 370 of 554 search results for board effectiveness review.

  1. Gaudi Regulated Services Limited in administration

    News stories Published: 26/04/2023 Last modified: 26/04/2023
    On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners.
  2. Further success in reducing pension funds’ costs and charges

    News stories Published: 06/12/2017 Last modified: 06/12/2017
    Actions taken by the FCA, the DWP and pension providers, together with Independent Governance Committees (IGCs) and trustees, result in lower costs and charges to consumers on about £24.9bn in workplace pension schemes.
  3. FCA and Practitioner Panel publish findings from 2018 joint survey

    News stories Published: 23/07/2018 Last modified: 23/07/2018
    We and the Practitioner Panel have published a report from our 2018 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of our performance as a regulator.
  4. Creditworthiness and affordability: common misunderstandings

    Tasks for regulated firms Published: 26/06/2015 Last modified: 10/02/2023
    There are some common misconceptions among consumer credit firms as to what the FCA rules on creditworthiness and affordability mean. They explain some of the main points and what firms should do to comply with their rules.
  5. The FCA and Practitioner Panel launch joint survey for 2019

    News stories Published: 28/01/2019 Last modified: 28/01/2019
    The FCA and Practitioner Panel joint survey is sent annually to a sample of the firms that we regulate. It gives firms the opportunity to provide feedback to the FCA on how we regulate the industry. 
  6. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.
  7. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.
  8. Why does the FCA care about diversity and inclusion?

    Speeches Published: 28/01/2021 Last modified: 28/01/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit.
  9. TR15/4: Governance over mortgage lending strategies

    Thematic reviews Published: 19/03/2015 Last modified: 19/03/2015
    TR15/4: Governance over mortgage lending strategies. Thematic reviews First published:. 19/03/2015. ... This paper reports findings from our thematic review on governance over mortgage-lending strategies.
  10. Retail Banking: Business Continuity Planning

    Multi-firm reviews Published: 11/07/2019 Last modified: 12/07/2019
    We have recently reviewed business continuity planning (BCP) amongst a number of small and medium-sized retail banks, payments institutions and electronic money institutions.