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Showing 371 to 380 of 554 search results for board effectiveness review.

  1. The FCA and Practitioner Panel 2022/23 survey findings

    News stories Published: 20/07/2023 Last modified: 20/07/2023
    The survey gathered feedback on how we are doing in regulating the financial services industry.

  2. Authorised fund supervision reviews and reporting agreement

    News stories Published: 20/02/2015 Last modified: 06/08/2015
    Find out about some of our supervision work and a reporting agreement with depositaries and trustees.

  3. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

  4. The FCA and Practitioner Panel launch joint survey for 2018

    News stories Published: 22/01/2018 Last modified: 23/03/2018
    The FCA and Practitioner Panel joint survey is sent annually to a sample of the firms that we regulate. It gives firms an opportunity to provide their views on how we regulate the industry.

  5. Turning technology against financial crime

    Speeches Published: 23/10/2019 Last modified: 23/10/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.

  6. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

    News stories Published: 20/10/2021 Last modified: 24/03/2022
    On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.

  7. Keynote address: Financial crime in the FCA world

    Speeches Published: 01/07/2013 Last modified: 18/07/2013
    Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. General insurance pricing attestation multi-firm review

    Multi-firm reviews Published: 02/12/2022 Last modified: 02/12/2022
    Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).

  9. New Cost Benefit Analysis Panel to be chaired by Dr Felix Martin

    Press Releases Published: 05/06/2024 Last modified: 05/06/2024
    Dr Felix Martin has been appointed chair of the FCA's new, independent Cost Benefit Analysis Panel.

  10. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases Published: 17/12/2020 Last modified: 17/12/2020
    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)