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Showing 411 to 420 of 554 search results for board effectiveness review.

  1. Pension providers making good progress on reducing fees and charges

    Press Releases Published: 13/12/2016 Last modified: 13/12/2016
    Pension providers have made significant progress towards meeting the recommendations of the Independent Project Board (IPB), to reduce cost and charges, according to a new report published today by the Financial Conduct Authority (FCA) and the

  2. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.

  3. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases Published: 14/12/2018 Last modified: 14/12/2018
    FCA and PSR Boards appoint new members to decision-making committees. Press Releases First published:. ... Price Control Review at National Grid and was Director of UK Utility Regulation at PWC.

  4. Information on John Swift QC's Independent Review of Interest Rate Hedging Products (IRHPs) - June 2022

    FOI Release Date of Release: 27/06/2022
    The FCA answers multiple questions regarding John Swift QC's Independent Review of Interest Rate Hedging Products (IRHPs) - June 2022.

  5. Connaught Income Series 1 Fund — update to investors

    News stories Published: 29/01/2016 Last modified: 05/12/2016
    Tiuta PLC (in liquidation). The FCA Board will appoint an external third party to conduct a review into the regulation of firms connected with the Connaught Series 1 Income Fund. ... The FCA intends to publish the outcome of the review, to the extent

  6. CFD firms fail to meet our expectations on appropriateness assessments

    Multi-firm reviews Published: 29/06/2017 Last modified: 29/06/2017
    Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms.

  7. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

  8. TR15/1: Asset management firms and the risk of market abuse

    Thematic reviews Published: 18/02/2015 Last modified: 10/11/2023
    This paper presents our findings from the thematic review of how asset management firms control the risk of committing market abuse.

  9. Financial crime systems and controls during coronavirus situation

    Focus areas Published: 06/05/2020 Last modified: 21/02/2023
    Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis.

  10. Call of Duty: How putting customers front and centre will help industry innovate

    Speeches Published: 22/02/2023 Last modified: 17/11/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.