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Showing 461 to 470 of 554 search results for board effectiveness review.

  1. Using artificial intelligence to keep criminal funds out of the financial system

    Speeches Published: 06/12/2017 Last modified: 06/12/2017
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London.

  2. FCA response to IBA’s proposed consultation on intention to cease US$ LIBOR

    Markets Statements Published: 30/11/2020 Last modified: 11/12/2020
    ICE Benchmark Administration (IBA), the FCA-regulated and authorised administrator of LIBOR, has announced that it will consult in early December on its intention to cease US$ LIBOR. The FCA welcomes and supports the proposal to consult on a clear

  3. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  4. Balancing regulatory objectives in the dynamic consumer credit market

    Speeches Published: 27/09/2016 Last modified: 27/09/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference.

  5. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

  6. Building the UK financial sector’s operational resilience discussion paper

    Press Releases Published: 05/07/2018 Last modified: 14/09/2023
    BOE, PRA and FCA publish joint discussion paper on an approach to improve the operational resilience of firms and financial market infrastructures

  7. Regulatory co-operation between the UK and US: now and in the future

    Speeches Published: 12/06/2019 Last modified: 12/06/2019
    Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City

  8. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Press Releases Published: 17/12/2014 Last modified: 17/12/2014
    The board of each contributing provider was required to attest in writing to the accuracy and completeness of the data submitted. ... Governance bodies are Independent Governance Committees (IGCs) for contract-based schemes, and trustee boards for

  9. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

    Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
    In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to

  10. Bank of England, FCA, PRA and PSR conduct review of Memorandum of Understanding in relation to payment systems in the UK

    Statements Published: 20/07/2018 Last modified: 20/07/2018
    Bank of England, FCA, PRA and PSR conduct review of Memorandum of Understanding in relation to payment systems in the UK. ... The Financial Services (Banking Reform Act) 2013 requires the Authorities to review this MoU annually.