Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 91 to 100 of 554 search results for board effectiveness review.

  1. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  2. TR13/10 - Outsourcing in the asset management industry

    Thematic reviews Published: 04/11/2013 Last modified: 07/02/2022
    We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing.

  3. UK EMIR news

    Markets policy Published: 22/05/2016 Last modified: 19/06/2024
    Read our archive of news relating to EMIR dating back to August 2013.

  4. Dear Chair of the Board Letter - Governance compliance review [pdf]

    Correspondence Published: 22/09/2016
    To assess the extent to which Significant IFPRU Investment Firms are following CRD IV governance requirements.

  5. Oversight Committee

    About us Who we are Published: 11/11/2019 Last modified: 01/09/2023
    The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles.

  6. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules

    Policy statements Published: 02/12/2021 Last modified: 02/12/2021
    We set out our new rules to make primary markets work more effectively for both companies and investors.

  7. Strengthening wholesale markets

    Focus areas Last modified: 30/05/2024
    We’re reforming our rules to strengthen the UK’s position in global wholesale markets, support growth and competitiveness, and maintain high standards of consumer protection and market integrity.

  8. CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms [pdf]

    Consultation papers Published: 20/12/2023
    CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms.

  9. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

  10. Thematic Review 20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements [pdf]

    Thematic reviews Published: 24/06/2020
    We have reviewed the effectiveness of Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) in improving value for money (VfM) of workplace pensions for customers.