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Showing 162 to 171 of 298 search results for brexit.

  1. EEA prospectus passports

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    The Brexit transition period has ended and EU law no longer applies in the UK. Passporting of prospectuses between the UK and EEA states has ended.
  2. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.
  3. Client agreements for transferring investment business

    Tasks for regulated firms Published: 15/02/2016 Last modified: 10/02/2023
    Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent
  4. Investment Association Annual Dinner 2017

    Speeches Published: 17/10/2017 Last modified: 17/10/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017.
  5. Sector Views - published January 2019

    Corporate documents Published: 10/01/2019 Last modified: 10/01/2019
    We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into 7 sectors and monitor them continuously.
  6. FCA confirms extension of the Temporary Permission Regime deadline

    Press Releases Published: 24/05/2019 Last modified: 24/05/2019
    The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated
  7. DRSP and MDP fees

    Firms Markets Markets policy Published: 03/01/2018 Last modified: 15/12/2022
    There are different types of Data Reporting Services Providers (DRSPs) and Market Data Processor (MDP) fees. Find out more about each fee.
  8. FCA sets out its priorities for 2019/20

    Press Releases Published: 17/04/2019 Last modified: 13/03/2024
    The FCA published our Business Plan for 2019/20, outlining key priorities for the year.
  9. FCA launches consultation on the regulation of international firms

    Press Releases Published: 23/09/2020 Last modified: 25/09/2020
    The FCA has launched a consultation on its approach to the authorisation and supervision of international firms operating in the UK.
  10. Applying for registration or certification

    Focus areas Published: 24/11/2021 Last modified: 14/12/2022
    Find out how UK-based and third-country credit rating agencies (CRAs) can apply for registration or certification to provide rating services in the UK.