Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1721 to 1730 of 3030 search results for buildings insurance.

  1. FCA’s work on market abuse and manipulation – update 17 June 2022

    News stories Published: 17/06/2022 Last modified: 18/06/2022
    Explaining the work we do to tackle market abuse and manipulation.
  2. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  3. Modification by consent: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP

    Tasks for regulated firms Published: 28/10/2022 Last modified: 08/12/2022
    Find out how this modification works and how to take advantage of it.
  4. Final Notice 2022: JLT Specialty Limited [pdf]

    Final notices Published: 22/06/2022
    This Final Notice (JLT Speciliaty Limited) refers to breaches of PRIN 3 related to anti-bribery and corruption and financial crime in the general insurance and protection sector. We imposed a financial penalty.
  5. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  6. Reporting requirements: payment service providers and e-money issuers

    Tasks for firms Published: 12/05/2015 Last modified: 30/05/2024
    The FCA provides the information and data we need from you to meet your regular reporting requirements, including details on how to submit your report.
  7. Financial promotions quarterly data 2021 Q1

    Data Published: 05/04/2021 Last modified: 03/02/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1.
  8. FCA Q1 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2016 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  9. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/05/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  10. Appointed representatives and consumer credit firms

    New firm authorisation Tasks for regulated firms Published: 11/05/2015 Last modified: 15/12/2022
    Learn about when you can be an appointed representative (AR), or act as an agent, for a consumer credit firm.